Berkeley Boosts | Predictive Data Analytics and the Law

Experts will discuss the impact of innovations in technology on capital markets, with a focus on rules proposed by the SEC regarding the use of predictive data analytics by broker-dealers and investment advisors. Panelists will describe the proposal and the range of responsive comments, including recent recommendations from the SEC Investor Advisory Committee’s Disclosure Subcommittee, as well as the ways proposed rules could impact technology and investor access and choice.