Experts discuss the impact of innovations in technology on capital markets, with a focus on rules proposed by the SEC regarding the use of predictive data analytics by broker-dealers and investment advisors. Panelists describe the proposal and the range of responsive comments, including recent recommendations from the SEC Investor Advisory Committee’s Disclosure Subcommittee, as well as the ways proposed rules could impact technology and investor access and choice.

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Recorded on April 30, 2024


Headshot of Frank Partnoy

Frank Partnoy

Professor at Berkeley Law

Headshot of W. Hardy Callcott

W. Hardy Callcott

Partner at Sidley Austin LLP

Headshot of Christina Sautter

Christina Sautter

Professor of Law at Southern Methodist University (SMU) Dedman School of Law

Headshot of Mitra Surrell

Mitra Surrell

Associate General Counsel at Investment Company Institute